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Enterprise Risk and Compliance Solutions
In the current regulatory and governance environment, companies are required to know that:
- They are not doing business with terrorists or money launderers
- They can confidently certify their financial statements, because they have monitored business relationships for material events
- They are not over-exposed to losses should one of their customers, vendors, security holdings, or counterparties fail
Regulations such as the Patriot Act, Sarbanes Oxley, Basel II, The Bank Secrecy Act, and FSA Money Laundering Directives have imposed strict guidelines on financial institutions. The consequences of not complying with regulations are significant - companies face financial risks, risks of crippling losses should they be overexposed to a particular business entity, and the risk of ruined reputation.
We have developed solution areas to help our customers comply with these regulations:
Enterprise Risk Solutions
D&B has worked with many of the largest global financial institutions to create a services-based solution that addresses the key risk requirements for the financial sector including: Single Name Reporting, Basel II Requirements, and Enterprise Risk Best Practices.
Security to Entity Crosswalk
D&B has joined forces with Standard & Poor's and Telekurs USA Inc, to offer the Security to Entity CrossWalk solution. Security to Entity CrossWalk joins approximately 7 million securities identifiers from CUSIP, ISIDPlus, and ANNA Service Bureau to the D&B D-U-N-S Number, a unique identifier assigned to over 100 million business entities in D&B's database, resulting in an unparalleled view of global issuers, their securities, and entity information from every market region.
Know Your Customer Solutions including the USA Patriot Act Compliance Solution
D&B's USA Patriot Act Compliance Solution is designed to help financial institutions comply with Section 326 of the USA PATRIOT Act which holds financial institutions accountable for verifying the identity of account holders. Be confident that you are not doing business with a terrorist or money launderer.
